Senior Compliance Consultant

United Kingdom, London


An exciting opportunity has arisen at Laven Partners for a compliance consultant within our busy London based regulatory compliance team.  

We are looking for someone with 5-8 years of experience in a compliance role within the asset management industry, to work with and supervise our ambitious and fast-growing team. Our clients are asset managers, brokers and other financial services institutions based in Europe and the US.

Key accountabilities of the role include:

  • Supervising and providing support in the day-to-day activities of the compliance team
  • Taking responsibility for client projects and quality of the team’s client work
  • Proactively building and maintaining client relationships
  • Providing client advice on regulations and regulatory changes and helping clients implement compliance controls and procedures
  • Appreciation for our regulatory technology and participate in the design, development and delivery of our digital compliance products and services
  • Assisting the design and delivery of regulatory trainings internally
  • Assisting in any ad-hoc consulting or internal development projects as necessary
  • Maintaining detailed knowledge of the FCA regulations


The candidate will have the following experience and characteristics:

  • Experience within UK compliance covering asset management or other trading sectors
  • Solid knowledge of the AIFMD, MiFID and UCITS rules and the FCA Handbook
  • Previous proven project management experience
  • A pragmatic and common sense approach to solving problems
  • Excellent analytical and communication skills
  • IT proficient
  • Good judgement

How to Apply

If you are interested in this role, please email your CV to:

Please quote the "HFM Jobs Board" in the subject line of your application

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