Robert Quinn Consulting is currently seeking Senior Compliance Consultants to join our regulatory team. We are a dynamic and growing London-based consultancy dedicated to supporting financial services firms navigate an increasingly complex regulatory environment. Our clients include investment managers, hedge funds, asset managers and other financial institutions, who we advise on a number of financial regulations from the UK, Europe and US, including FCA, ESMA, SEC, CFTC, FINRA. We are known for our extensive compliance knowledge and our outstanding customer service. We provide a collegial environment and the tools for success.
This client-facing role is suited for an individual with professionalism and deep experience. Responsibilities include but are not limited to:
Acting as the primary compliance source or interface for our clients’ business functions
Providing strategic persepctive and anticipate business needs of our clients
Providing resolutions for complex regulatory questions and issues
Managing a portfolio of diverse clients and assist them in regulatory matters
Delivering compliance projects and ad hoc services
7+ years experience within financial compliance gained within a compliance or management consultancy, asset management (including hedge funds, private equity, real estate and other alternatives), securities firms or a regulator such as the FCA, SEC, NFA, etc.
Thorough knowledge of the FCA Handbook
Experience of compliance monitoring or similar
Excellent customer service ethos
Ability to implement regulatory solutions to address the needs of the client
Strong client facing ability
Excellent verbal and written communication skills
Must hold the right to work in the UK
Degree educated or similar
How to Apply
It would be helpful if you could please send your CV and a brief cover letter to email@example.com.
Please quote the "HFM Jobs Board" in the subject line of your application
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