09 February 2017

BRIEFINGS US

HFM US Breakfast Briefing: Practical steps to implementing the proposed AML rule for RIAs

Join HFM and our panel of experts for a morning of networking and insight at this monthly member event.



Date: 09 February 2017


Venue: The Lambs Club, 132 W 44th St, New York


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Add to Calendar 02/09/2017 08:30 America/New_York HFM US Breakfast Briefing: Practical steps to implementing the proposed AML rule for RIAs Join HFM and our panel of experts for a morning of networking and insight at this monthly member event. The Lambs Club, 132 W 44th St, New York false MM/DD/YYYY
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Join HFM for our next US Breakfast Briefing, in association with BDO, a free to attend event, held exclusively for named HFM members and trialists.

Featuring a panel-led discussion and informal networking, the Briefing is an excellent opportunity to update your knowledge, whilst meeting with your industry peers and connecting with new business contacts.

Topic:

Practical steps to implementing the proposed AML rule for RIAs

– Establishing the compliance framework to assess and address the AML risks based on investor base and firm services
– Leveraging vendor or third party resources to achieve regulatory compliance
– Balancing the right compliance resources to monitor, assess and manage BSA/AML risks

Speaker panel:

Karen Shapiro, CCO, Zais Group
Michael Casey, counsel, Ropes & Gray
Nicole Lehman, senior manager, BDO
Adil Raza, senior manager, BDO

Agenda:

08:30 Registration & networking breakfast
09:10 Introduction
09:15 Panel discussion – Practical steps to implementing the proposed AML rule for RIAs
10:00 Questions
10:15 Close

The event is FREE to attend for existing named HFM members and trial users.

Already a named member? You can continue to enjoy unlimited access to our exclusive events.

If not, join our membership community today and receive a wealth of benefits including:
– Direct access to daily news updates, data & analysis.
– Invitations to our collection of events including awards, summits, dinners and webinars.
– Six specialist networks for the latest industry trends.
– Benchmarking data for flows, performance and product development.
And more.

Register now for your free trial and experience the full range of benefits available to you.

Sponsored by:

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