16 May 2019

Webinars UK, US

HFM Webinar: Practical challenges of trade and comms surveillance at global hedge funds

Join HFM and Red Deer for our webinar on the hardships that trade and communications surveillance presents hedge funds



Date: 16 May 2019


Venue: Online


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Add to Calendar 05/16/2019 America/New_York HFM Webinar: Practical challenges of trade and comms surveillance at global hedge funds Join HFM and Red Deer for our webinar on the hardships that trade and communications surveillance presents hedge funds Online true MM/DD/YYYY
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11:00am – 12:00pm ET / 3:00pm – 4:00pm GMT

Join HFM & Red Deer for our latest webinar where we will be examining the latest risks, challenges and developments related to trade and communications surveillance. In particular, there will be case studies to demonstrate best practice approaches to market abuse and surveillance monitoring.

Topics include:
– The current challenge with cross asset surveillance (addressing FCA’s key observations and FINRA regulations)
– The need for firms to conduct an initial risk assessment of their business
– Keeping pace with e-Comms surveillance
– The benefits of combining policy and process with a holistic approach to surveillance
– Technology’s impact on surveillance processes
– Case studies

Speakers include:
– Moderator: Nye Longman, UK editorHFMCompliance
– Henry Price, CEO, Red Deer
– Joel Burnette, solutions consultant, Red Deer

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