Date: 28 April 2016
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In conjunction with ACA Compliance Group, HFM will be hosting an in depth discussion around key topics including:
• The types of regulatory exams used by the FCA and SEC – a comparison of the different types of exams likely to be experienced by managers
• Exam preparation – tips to ensure the exam passes smoothly
• Common failings and current areas of focus – common preparation failures and the current areas of interest to the regulators.
If you would like to join the webinar, please contact Chloe Bain