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03/17/2016 15:00America/New_YorkHFM Webinar: The Role and Liability of a CF10/CCOIn conjunction with ACA Compliance Group, HFM will be hosting an in depth discussion around key topics in the Hedge Fund sectorOnlinefalseMM/DD/YYYY
In conjunction with ACA Compliance Group, HFM will be hosting an in depth discussion around key topics including:
• Examination of the roles of the CF10/CCO and identifying the similarities and differences in the regulatory approach toward compliance officers
• Discussion of the qualifications, experience levels and suitability of individuals to the role and the expectations of the regulators.
• What happens when it goes wrong? A look at professional and personal liability issues for compliance officers.
• Serving two masters – the SEC and the FCA – how compliance officers are expected to approach the creation of an effective compliance programme within the firm.
If you would like to join the webinar, please contact Chloe Bain
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