17 March 2016

Webinars

HFM Webinar: The Role and Liability of a CF10/CCO

In conjunction with ACA Compliance Group, HFM will be hosting an in depth discussion around key topics in the Hedge Fund sector



Date: 17 March 2016


Venue: Online


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Add to Calendar 03/17/2016 15:00 America/New_York HFM Webinar: The Role and Liability of a CF10/CCO In conjunction with ACA Compliance Group, HFM will be hosting an in depth discussion around key topics in the Hedge Fund sector Online false MM/DD/YYYY

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In conjunction with ACA Compliance Group, HFM will be hosting an in depth discussion around key topics including:

• Examination of the roles of the CF10/CCO and identifying the similarities and differences in the regulatory approach toward compliance officers

• Discussion of the qualifications, experience levels and suitability of individuals to the role and the expectations of the regulators.‎

• What happens when it goes wrong? A look at professional and personal liability issues for compliance officers.

• Serving two masters – the SEC and the FCA – how compliance officers are expected to approach the creation of an effective compliance programme within the firm.

If you would like to join the webinar, please contact Chloe Bain