SEC highlights lack of pen testing in latest cyber-alert

Sources say the WannaCry attacks left some firms “scrambling to install patches”

SEC Fort Worth enforcement director to leave after 15 years

Securities regulator started to bring in more senior names this week

New CFTC NY fintech office aims to better supervise AT

The office will help guide fintech firms on CFTC regulations

New CFTC NY fintech office aims to better supervise AT

The office will help guide fintech firms on CFTC regulations

Leon Cooperman pays $5m to settle insider trading charges

Omega Advisors will be subject to intense monitoring regime

SEC hires Chief of Staff from Paul Atkins’ firm

New hire is close to former commissioners Dan Gallagher and Paul Atkins



UK’s new criminal tax law is a minefield for hedge funds

Aima’s Paul Hale explains the implications of new tax evasion penalties


SEC Speaks: What plans is the agency making for 2017?

Three areas from the agency conference in Washington DC

2020 Vision: The changing role of the CCO

HFMCompliance examines what CCOs will be doing by the end of the decade