US Supreme Court ruling could drive more SEC whistleblower complaints

Court decision means SEC reporting is required for Dodd-Frank anti-retaliation protection

Ward Ferry hires ex-Fidelity legal pro

Vicky Ko joins Hong Kong investment manager as GC/CCO

Morrison & Foerster nabs ex-SEC senior counsel

Susan Gault-Brown’s hiring is part of the firm’s growth in Washington DC

Morrison & Foerster nabs ex-SEC senior counsel

Susan Gault-Brown’s hiring is part of the firm’s growth in Washington DC

AQR and Welton execs re-elected to NFA board

Douglas Bry and Brendan Kalb represent CTAs and hedge funds on the board

GIBC hires ex-US Treasury adviser to lead regulation arm

Amy Poster, most recently with accounting and advisory specialist Berdon, joins digital compliance consulting firm



Managers still trying to understand the Form ADV amendments

As the annual filing deadline approaches, hedge fund managers still uncertain about reporting requirements


Best practice for hedge funds using hypothetical and model performance

How managers relying on model or hypothetical performance can avoid enforcement actions

Compliance in 2018: Your guide to the key issues

Mifid II, Tax reform and the SEC agenda in 2018