SEC charges Omega Advisors’ Leon Cooperman with insider trading

Legendary manager faces court battle with US regulator over APL trades

TIG Advisors appoints new CCO

$2.5bn manager makes new hire

Vernier Capital hires ex-Glenview CFO

Anthony Chaves helped found Larry Robbins’ firm in 2000

Vernier Capital hires ex-Glenview CFO

Anthony Chaves helped found Larry Robbins’ firm in 2000

Regulator fines up 5.3% on average in 2015

Large increase in CFTC and SFC fines partially offset by drop in FCA penalties

SEC scopes private fund data for new risks

New reports will compare data submitted on private liquidity funds and money market funds



Regulation round-up: Top 10 credit rules affecting your fund

SEC scrutiny, Mifid research rules and IRS tax plans on the horizon


The research revolution: The impact of Mifid II commission reforms

HFMCompliance investigates Mifid II’s research unbundling requirements

HFM Live: Prioritize Security Before The SEC Comes Knocking

Between audits by the SEC's Office of Compliance Inspections and Examinations