SEC carves out smaller HFs in Form ADV reforms

$150m threshold raised to $500m in regulator climbdown

HF hits back at SEC fraud charges with lawsuit

RD Legal Capital accuses regulator of ‘unfair and unconstitutional’ proceedings in terror litigation case

Hedge funds caught in US/EU rules clash over Mifid II

US broker-dealers face obstacle in accepting hard cash from European managers

Hedge funds caught in US/EU rules clash over Mifid II

US broker-dealers face obstacle in accepting hard cash from European managers

CFTC follows SEC in applying ban on Steve Cohen until 2018

Futures regulator says SAC Capital founder is subject to a ‘statutory disqualification’

Goldman Sachs RMBS trader settles SEC fraud case

Edwin Chin barred from industry and ordered to pay $400,000



The research revolution: The impact of Mifid II commission reforms

HFMCompliance investigates Mifid II’s research unbundling requirements


HFM Live: Prioritize Security Before The SEC Comes Knocking

Between audits by the SEC's Office of Compliance Inspections and Examinations

Brexit shock: How to cope with regulatory upheaval

We examine impact on AIFMs, MIfid managers, Ucits and more….