CFTC opens access for US customers to Indian futures

Grants NSE regulatory relief under part 30 exemptive program

Barclays fined $400,000 over options reporting, position limits

The firm also agreed to revise its policies and procedures

Mako compliance manager moves to Coinbase

Nicole Butler becomes latest hedge fund pro to join crypto platform

Mako compliance manager moves to Coinbase

Nicole Butler becomes latest hedge fund pro to join crypto platform

SEC appoints new head of exam strategy

Seasoned examiner James Reese to lead OCIE unit

Parametrica hires former PwC senior manager as CFO

Flora Cheung joins Millennium spin-out as finance and compliance head departs



Up close and personal: How hedge funds monitor employee trading

Major firms tweak policies to keep up with technology and investment trends


Bruises from a nine-year battle with the SEC

Yorkville founder Mark Angelo expresses relief and anger after main fraud charges are dismissed

Preventing backlash: How firms can respond to whistleblowers

How to encourage internal reporting after court case incentivises SEC contact