News

Magnitude Capital director of ops and GC depart

Ray Waterhouse and Charles Morgan have moved roles


Steven Mnuchin confirmed as treasury secretary

Dune Capital founder set to make radical changes to tax, banking laws

Venor Capital CCO John Roth departs after nearly six years

Compliance joins Nassua Reinsurance in same role



Premium Point CFO departs; Firm discloses SEC investigation

Structured mortgage products are in regulatory spotlight


MFA director leaves trade body to start consultancy firm

Ex-Schumer and Dodd aide Roger Hollingsworth to launch firm


Aspect founder beats Citadel director to NFA board position

Martin Lueck elected ahead of Citadel regulatory policy director


Trump delays DoL rule and starts rollback of Dodd-Frank

FSOC, Volcker rule and living wills in the spotlight


UK pushes for close co-operation on Brexit financial services deal

Government will look to maintain Esma links and keep passporting rights


Duet Group hires ex-FCA consultant as compliance head

Mazi Bahadori joins California- based liquid alts firm


SEC charges fake FoHF over $4m emerging manager scam

Sentinel Growth Fund Management named in SEC complaint


DE Shaw general counsel John Liftin departs after nine years

GC job to be split between two staff at $40bn hedge fund


Esma to run first stress test on CCP liquidity

European regulator seeks to strengthen market stability, according to policy documents


FCA opens two new enforcement investigations into AIFMs

FOI request reveals UK regulator’s inquiries into managers



SEC exodus grows as Marc Wyatt leaves OCIE

Former hedge fund portfolio manager returns to private sector


UK demands more AIFMD reporting from hundreds of US managers

Larger non-EU AIFMs will need to file Annex IV reports for master funds from June


Experts question SEC exam focus on new managers

Compliance pros call for a “grace period” for new registrants


Trump Treasury pledges to compete with Cayman on tax benefits

Steven Mnuchin says his experience as a hedge fund manager will help with reforms


Capula IM names new compliance chief

Jonathan Bloom promoted internally to replace Chris Bell, SEC filings reveal