SEC enforcers and OCIE ramp up collaboration

The rate of enforcement referrals is on the decline

FCA highlights individual responsibility focus ahead of SM&CR

Regulator cites personal responsibility, whistleblowers

Eyestorm Advisors adds Linear Investments pro as regtech platform launches

Thomas Laschetti to head business development, GDPR solutions  

Dechert beefs up Dublin team ahead of Brexit

Mark Dillon joins from Deacons to grow Dublin office  

SEC metes out its largest-ever whistleblower awards

Commission pays tipster $33m bounty for tip that leads to successful enforcement action

Harneys taps Appleby for Hong Kong funds partner

Offshore specialist Maggie Kwok will support Hong Kong growth 

Pimco deputy CCO joins DoubleLine Capital

Youse Guia named CCO of the California-based hedge fund

CFTC commissioner threatens Euro co-operation over clearing concerns

Commissioner Brian Quintenz furious over EU clearing house stance

Former SEC enforcement director rejoins Davis Polk

Gary Lynch, a former vice chairman of Bank of America, will be counsel in NY

Experts question Treasury plan to close carried interest ‘loophole’

IRS guidance was issued but some question whether it exceeds their authority

Mayer Brown hires Skadden fund formation counsel

Kristine Koren joins Mayer Brown as a partner in New York

Temple Grange hires ex-Huntswood CEO

Consultancy appoints Mark Humphries to new advisory board

KPMG Lux reg head exits to restart law firm

Investment management expert Charles Muller leaves after six years

US judge rules virtual currencies are commodities

CFTC can regulate cryptocurrencies but jurisdictional questions still remain

Neal Gerber Eisenberg adds DLA Piper financial services head

Wesley Nissen joins the Chicago-based law firm as a partner

FCA fines, bans ex-DB trader for Libor violations

Guillaume Adolph fined £180,000

Centricus taps Millennium for compliance head

Rikesh Gandecha was a compliance analyst at Izzy Englander’s firm

Citadel hires Bridgewater senior counsel as deputy GC

Harry Greenbaum joins Ken Griffin’s $27bn Chicago-based firm